Compliance Information
Regulatory Compliance and Legal Framework
1. Regulatory Status
RemarkableTrades.ai operates as an educational technology platform providing market analysis and trading insights. We are not:
- A registered investment advisor
- A licensed broker-dealer
- A financial institution
- A regulated investment service provider
2. Service Classification
Our services are classified as:
- Educational Content: Market analysis and trading education
- Technology Platform: AI-powered market insights
- Information Service: Data aggregation and analysis
- Community Platform: Trading discussion and knowledge sharing
3. Jurisdictional Compliance
United States
- Not registered with SEC or FINRA
- Services provided for educational purposes only
- No personalized investment advice provided
- Users responsible for compliance with local regulations
India
- Not registered with SEBI as investment advisor
- No portfolio management services offered
- Educational content only, not investment advice
- Users must comply with RBI and SEBI regulations
Canada
- Not registered with CSA or provincial regulators
- No investment counseling or portfolio management
- Educational platform with market insights
- Users responsible for regulatory compliance
4. Data Protection Compliance
- GDPR: European data protection standards followed
- CCPA: California privacy rights respected
- Data Security: Industry-standard encryption and security measures
- User Rights: Access, deletion, and portability rights honored
5. Anti-Money Laundering (AML)
While we do not handle financial transactions, we maintain:
- User identity verification for account creation
- Monitoring for suspicious activities
- Cooperation with law enforcement when required
- Compliance with applicable AML regulations
6. Intellectual Property
- All AI models and algorithms are proprietary
- Content and analysis protected by copyright
- User-generated content subject to platform terms
- Third-party data used under appropriate licenses
7. Dispute Resolution
Any disputes arising from platform use will be resolved through:
- Initial good-faith negotiation
- Mediation if negotiation fails
- Arbitration as final resort
- Governing law as specified in Terms of Service
8. Reporting and Transparency
- Regular review of compliance procedures
- Transparent communication of service limitations
- Clear disclosure of risks and disclaimers
- Open communication channels for user concerns
9. Contact Information
For compliance-related inquiries, please contact:
- Email: support@remarkablyai.com
- Subject: "Compliance Inquiry"
- Response time: Within 48 hours