Compliance Information

Regulatory Compliance and Legal Framework

1. Regulatory Status

RemarkableTrades.ai operates as an educational technology platform providing market analysis and trading insights. We are not:

  • A registered investment advisor
  • A licensed broker-dealer
  • A financial institution
  • A regulated investment service provider

2. Service Classification

Our services are classified as:

  • Educational Content: Market analysis and trading education
  • Technology Platform: AI-powered market insights
  • Information Service: Data aggregation and analysis
  • Community Platform: Trading discussion and knowledge sharing

3. Jurisdictional Compliance

United States

  • Not registered with SEC or FINRA
  • Services provided for educational purposes only
  • No personalized investment advice provided
  • Users responsible for compliance with local regulations

India

  • Not registered with SEBI as investment advisor
  • No portfolio management services offered
  • Educational content only, not investment advice
  • Users must comply with RBI and SEBI regulations

Canada

  • Not registered with CSA or provincial regulators
  • No investment counseling or portfolio management
  • Educational platform with market insights
  • Users responsible for regulatory compliance

4. Data Protection Compliance

  • GDPR: European data protection standards followed
  • CCPA: California privacy rights respected
  • Data Security: Industry-standard encryption and security measures
  • User Rights: Access, deletion, and portability rights honored

5. Anti-Money Laundering (AML)

While we do not handle financial transactions, we maintain:

  • User identity verification for account creation
  • Monitoring for suspicious activities
  • Cooperation with law enforcement when required
  • Compliance with applicable AML regulations

6. Intellectual Property

  • All AI models and algorithms are proprietary
  • Content and analysis protected by copyright
  • User-generated content subject to platform terms
  • Third-party data used under appropriate licenses

7. Dispute Resolution

Any disputes arising from platform use will be resolved through:

  • Initial good-faith negotiation
  • Mediation if negotiation fails
  • Arbitration as final resort
  • Governing law as specified in Terms of Service

8. Reporting and Transparency

  • Regular review of compliance procedures
  • Transparent communication of service limitations
  • Clear disclosure of risks and disclaimers
  • Open communication channels for user concerns

9. Contact Information

For compliance-related inquiries, please contact:

  • Email: support@remarkablyai.com
  • Subject: "Compliance Inquiry"
  • Response time: Within 48 hours